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Published: Tuesday, November 04, 2008
Author:
Ian Mason
Published in: Complinet
Subject: Litigation and Dispute Resolution
This article, published on 4
November 2008 by Complinet, considers the first FSA fine of a MLRO
who worked for a corporate advisory firm, Sindicatum Holding
Limited, who were also fined. A summary of lessons learned for
MLROs is included.